The FCA Practitioner Panel (and its predecessor the FSA’s Practitioner Panel) uses various channels of public (and private) communication, as necessary, to highlight specific areas of concern or outline its activities more generally.

These include evidence/responses to government inquiries and reviews and correspondence with FCA executives, HM Treasury officials and other relevant parties, such as other regulatory bodies and committees. A selection of such publications is posted in this section.


Date published Title Download / View
5 October 2018 Panel response to Operational Resilience Discussion Paper Download
21 September 2018 Panel response to PRIIPs Call for Input Download
7 September 2018 Panel response to GC 18/2 Fairness of variation terms in consumer contracts Download
9 July 2018 Panel response to DP18/3 ex post impact evaluation framework Download
25 June 2018 Panel response to Approaches to Supervision and Enforcement Download
25 May 2018 Panel response to CP18/7 improving the quality of pension transfer advice Download
30 April 2018 Panel views on regulation of pensions, including response to DP18/1: Effective Competition in Non-Workplace Pensions Download
12 March 2018 Panel response to approach to competition Download
26 September 2017 Panel response to CP17/18: Consultation on implementing Asset Management Market Study remedies and changes to Handbook Download
31 March 2017 Panel response to CP 16/42: FSCS funding review Download
20 February 2017 Panel response to Asset Management Market Study Interim Findings Download
15 February 2017 Panel response to Call for Input on High-cost credit including review of the high-cost short-term credit price cap Download
26 January 2017 Panel response to the FCA Mission Consultation Download
1 January 2017 Joint Practitioner Panel and Smaller Business Practitioner Panel response to CP 16/29: MiFID II Implementation Download
18 May 2016 Panel response to Call for Input: Review of retained provisions of the Consumer Credit Act Download
25 February 2016 Panel response to CP 15/39: Rules and guidance on PPI complaints Download
29 January 2016 Panel response to EU Call for Evidence on the EU regulatory framework for financial services Download
22 December 2015 Joint FCA Practitioner Panel and FCA Smaller Business Practitioner Panel Response to the Financial Advice Market Review Call for Input Download
31 October 2014 Accountability in Banking Download
31 October 2014 Strengthening the Alignment of Risk and Reward Download
10 October 2014 Retail Investment Advice Download
5 September 2014 Panel response to Project Innovate - Call for Evidence Download
1 September 2014 Panel response to FCA CP14/10 - proposals for a price cap on high-cost short-term credit Download
4 July 2014 Response to HMT's review of Enforcement Decision Making at the Financial Regulators - Call for Evidence Download
1 June 2014 Joint panel response to HMT Consultation: Freedom and Choice in Pensions Download
1 March 2014 Panel response to Banking Standards review Download
17 January 2014 Panel response to HM Treasury's Review of the Balance of Competences Download
5 December 2013 Panel response to FCA Consultation: 13/10 on detailed proposals for the FCA regime for consumer credit Download
14 June 2013 Panel response to FSA Consultation: 13/8 Publishing Information about Warning Notices Download
1 May 2013 Panel response to FSA Consultation: High-level proposals for the Financial Conduct Authority regime for consumer credit CP 13/7 Download
1 May 2013 Panel response to HMT Consultation: A new approach to financial regulation: transferring consumer credit regulation to the FCA Download
1 April 2013 Panel response to FCA transparency discussion paper DP 13/1 Download
13 February 2013 Joint panel response to FSA Consultation CP 13/02 on Regulatory fees and levies: The Money Advice Service cost allocation method for 2013/14 Download
4 February 2013 Panel response to FSA Consultation on The FCA's use of Temporary Product Intervention Rules Download
1 February 2013 Panel response to FSA consultation paper 12/37 The Financial Services Bill: Implementing market powers, decision making procedures and penalty policies Download
9 October 2012 Panel response to FSCS Funding Model Review Download
3 October 2012 Joint Panel response to Ministry of Justice on Claims Management Regulation Download
6 September 2012 Panel response to HM Treasury consultation on the Future of Building Societies Download
24 August 2012 Panel response to the Parliamentary Commission on Banking Standards - Call for Evidence Download
23 July 2012 Panel response to FSA CP12/09 on 'Consumer Redress in respect of unsuitable advice to invest in Arch cru Funds' Download
1 June 2012 Joint Panel response on the TSC Inquiry into the Money Advice Service Download
24 May 2012 Panel response to TSC Inquiry into Corporate Governance in Systemically Important Financial Institutions Download
15 March 2012 Joint Panel response to Financial Ombudsman consultation on Modernising Case Fee Arrangements Download
10 February 2012 Panel response to Bank of England discussion paper on 'Instruments of Macroprudential Policy' Download
1 February 2012 Practitioner Panel's briefing on the Financial Services Bill 2012 Download
6 September 2011 Response to HM Treasury Consultation Paper 'A new approach to financial regulation: the blueprint for reform' Download
1 September 2011 Evidence to the Joint Committee on the Draft Financial Services Bill Download
14 April 2011 Response to HM Treasury Consultation Paper 'A new approach to financial regulation: building a stronger system' Download
1 April 2011 Evidence to the Treasury Select Committee on Accountability of the Bank of England Download
18 October 2010 Response to HM Treasury Consultation A New Approach to Financial Regulation: Judgement, Focus, Stability Download
30 November 2006 Panel response to the Commission on Unclaimed Assets Download
1 September 2006 Evidence to the Treasury Select Committee on the FSA’s 2005-06 Annual Report Download
21 April 2006 John Tiner response Download
10 March 2006 Correspondence between Chairman Roy Leighton and FSA Chief Executive John Tiner on Principles-Based Regulation Download